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Scott Swift, a stock broker and father of Grammy Award winner singer-songwriter Taylor Swift:
Examine his settlement for $170,000.00 for a complaint that stated, "Client alleged verbally
that his account was over leveraged resulting in losses".

SOURCE: finra.org website Financial Industry Regulatory Authority
SCOTT KINGSLEY SWIFT

 

 

Licensee Information
Name: SWIFT, SCOTT KINGSLEY
Original Name: SWIFT, SCOTT KINGSLEY
Company Name: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Standardized Address: 150 4TH AVE N STE 1700
NASHVILLE, TN 37219-2426
DAVIDSON COUNTY
Original Address: 150 FOURTH AVENUE NORTH
NASHVILLE, TN 37219
Race: White
 
License Information
Profession or Board: SEC BROKERS
License Type: AGENT
License Number: 722124
Additional License: REGULATOR: CONNECTICUT
Issued Date: 06/03/1996

 

 

 

Licensee Information
Name: SWIFT, SCOTT KINGSLEY
Original Name: SWIFT, SCOTT KINGSLEY
Company Name: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Standardized Address: 985 BERKSHIRE BLVD FL 2ND
WYOMISSING, PA 19610-1268
BERKS COUNTY
Original Address: 985 BERKSHIRE BLVD., 2ND FLOOR
WYOMISSING, PA 19610
Gender: MALE
Race: White
 
License Information
Profession or Board: INSURANCE BROKERS
License Type: ADVISOR AGENT
License Number: 722124

 

 

 

 

Licensee Information
Name: SWIFT, SCOTT K
Race: White
 
License Information
Profession or Board: MORTGAGE SOLICITOR
License Type: MORTGAGE SOLICITOR
License Number: 18684
Issued Date: 06/26/2008
License Expiration Date: 12/31/2008
Status: VALID THRU EXPIRATION DATE, RENEWAL NOTICE SE